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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-12-15
  • NJ RA
    APPROVED
    Since 2006-12-15

Branch Locations

One University Plaza Suite 512, Hackensack, NJ 07601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey Etzin Cpa Englewood Cliffs NJ 04/1989 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2006 Present
  • 04/1989 → Present
    Jeffrey Etzin Cpa
    Englewood Cliffs, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2006 → Present
    Schaumburg, IL
Other Businesses

1) GE SUPPLY LINK CORP, NOT INV REL, DISTRIBUTION OF INDUSTRIAL TOOLS, FOSTER & EQUIPMENT, VICE PRES, SD:6/76, ADMIN, 1HRWW, CORP:GARY ETZIN,PRES,; 2)NAME OF OTHER BUSINESS: JEFFREY ETZIN, CPA, P.C.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: ACCOUNTING AND TAX PREPARATION; START DATE: 04/1989; POSITION/TITLE/RELATIONSHIP: CPA APX NUMBER OF HOURS PER WEEK: 35 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: GENERAL ACCOUNTING AND TAX SERVICES. 3) NAME OF OTHER BUSINESS: JEFFREY ETZIN, DBA JEFFREY ETZIN & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 4)NAME OF OTHER BUSINESS: PEM ACCOUNTING & TAX SERVICES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: CO-OWNER / CPA APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: PREPARE BUSINESS AND PERSONAL INCOME TAX RETURNS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-14
S63 Uniform Securities Agent State Law Examination 2002-08-20
  • S65 Uniform Investment Adviser Law Examination
    2006-12-14
  • S63 Uniform Securities Agent State Law Examination
    2002-08-20

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