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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2006-12-15 |
Branch Locations
One University Plaza Suite 512, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jeffrey Etzin Cpa | Englewood Cliffs | NJ | 04/1989 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2006 | Present |
1) GE SUPPLY LINK CORP, NOT INV REL, DISTRIBUTION OF INDUSTRIAL TOOLS, FOSTER & EQUIPMENT, VICE PRES, SD:6/76, ADMIN, 1HRWW, CORP:GARY ETZIN,PRES,; 2)NAME OF OTHER BUSINESS: JEFFREY ETZIN, CPA, P.C.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: ACCOUNTING AND TAX PREPARATION; START DATE: 04/1989; POSITION/TITLE/RELATIONSHIP: CPA APX NUMBER OF HOURS PER WEEK: 35 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: GENERAL ACCOUNTING AND TAX SERVICES. 3) NAME OF OTHER BUSINESS: JEFFREY ETZIN, DBA JEFFREY ETZIN & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 4)NAME OF OTHER BUSINESS: PEM ACCOUNTING & TAX SERVICES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: CO-OWNER / CPA APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: PREPARE BUSINESS AND PERSONAL INCOME TAX RETURNS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-20 |
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