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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-17 |
Branch Locations
660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States
La Habra Heights, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Industry | CA | 11/1993 | 11/2017 |
| Metlife Securities Inc. | Industry | CA | 11/1993 | 11/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 11/2017 |
| Mml Investors Services, Llc | Brea | CA | 03/2017 | 11/2017 |
| Ameriprise Financial Services Inc | Irvine | CA | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Irvine | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 17461 Marda AveYorba Linda, CA92886, ,; Investment-Related; 04/16/2018.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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