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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-21 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
San Marcos, TX • United States
6455 Irvine Center Drive, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dimensional Fund Advisors | Austin | TX | 05/2012 | 10/2018 |
| Pimco Investments Llc / Pacific Investment Mgmt Co, Llc | Austin | TX | 10/2018 | 10/2020 |
| Lion Street Financial / Lion Street Advisors | Austin | TX | 01/2021 | 07/2022 |
| Integrity Marketing Group | Dallas | TX | 01/2022 | 07/2022 |
| Capital Group / American Funds Distributors, Inc. | San Antonio | CA | 08/2022 | 05/2023 |
| Capital Group - American Funds Distributors, Inc. | San Antonio | TX | 05/2023 | 12/2024 |
| Capital Group / Capital Client Group, Inc. | San Antonio | TX | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-27 |
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