John Henry Sampers

Current Employers

Employment History

• 10/1993 → Present
  Sfi Insurance Services, Inc.
  Montclair, NJ
• 07/1994 → Present
  Sfi Insurance Services, Inc.
  Montclair, NJ
• 04/2016 → 05/2017
  Kestra Financial Services, Inc.
  Austin, TX
• 05/2017 → Present
  Private Client Services, Llc
  Louisville, KY
• 04/2009 → Present
  Sfi Advisors, Llc
  Montclair, NJ
• 05/2017 → Present
  Sfi Advisors, Llc
  Montclair, NJ

Previous Registrations

• 2016-04-20 → 2017-05-11
  Kestra Advisory Services, Llc
  Montclair, NJ
• 2002-06-20 → 2016-09-22
  Kestra Investment Services, Llc
  Bonita Springs, FL
  Montclair, NJ

Other Businesses

Business Name: Osprey Pointe LLC Investment Related: No Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Real Estate Position, Title or Relationship: Manage the property Start Date: 7/31/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: manage property Business Name: SFI Insurance Services, Inc. Investment Related: Yes Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Insurance Position, Title or Relationship: Other,Use for insurance service support Start Date: 9/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manager Business Name: SFI Advisors Investment Related: Yes Address: 79 Midland Ave Montclair NJ 07042 Nature of Business: Registered Rep Activities through Private Client Services, LLC Position, Title or Relationship: Member Start Date: 4/24/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Chief Compliance Officer - Investment Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-29
• S63 Uniform Securities Agent State Law Examination
  1995-03-29

Other Names

• John Henry Sampers
• John Henry Sampers