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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2009-01-02
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2009-01-02

Branch Locations

11 Wharf Avenue C-2, Red Bank, NJ 07701 • United States

12 Van Buren Street, Stony Point, NY 10980 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Red Bank NJ 09/2002 Present
Raymond James Financial Services Advisors, Inc Red Bank NJ 01/2009 Present
Pg&M Consulting Red Bank NJ 02/2009 Present
Other Businesses

(1)Name of Business: PG&M Consulting Address: 11 Wharf Ave, Red Bank, NJ, 07701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/10/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: branch support company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-03
S63 Uniform Securities Agent State Law Examination 1994-02-08
  • S66 Uniform Combined State Law Examination
    2005-03-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-08

View on SEC IAPD

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