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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-31 |
Branch Locations
6800 Park Ten Blvd. Suite 139E, San Antonio, TX 78213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | San Antonio | TX | 09/2014 | 03/2022 |
| Kestra Investment Services Llc | San Antonio | TX | 03/2022 | 04/2024 |
| Kestra Advisory Services, Llc | San Antonio | TX | 03/2022 | 04/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2024 | Present |
1) THE TEXAS LYCEUM ASSOCIATION INC, 6046 AZALEA LANE DALLAS TX, 01/2024, BOARD MEMBER, NONPROFIT, NIR, 1 HR/MO 1 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/31/2024 3) LOS COMPADRES DE SAN ANTONIO MISSIONS, 6701 SAN JOSE DRIVE SAN ANTONIO TX, 01/2009, BOARD MEMBER, NON-PROFIT, NIR, 2 HR/MO 2 HR/MO TRADING 4) ALAMO HEIGHTS ISD SCHOOL BOARD, 7101 BROADWAY STREET SAN ANTONIO TX, 05/2023, BOARD TRUSTEE, CIVIC, NIR, 12 HR/MO 4 HR/MO TRADING 5) SAN ANTONIO PUBLIC LIBRARY FOUNDATION, 625 SHOOK AVENUE SAN ANTONIO, 01/2002, BOARD MEMBER, CIVIC, NIR, 2 HR/MO 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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