Christopher Andrew Stokes

Employer firm

Usaa Investment Services Company CRD 5475

2,635 advisory clients

Reported services (Item 5G)

Financial planning
REFERRALS

From the firm’s Form ADV. Read the guides:

Current Employers

Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-08-19
TX	RA	APPROVED	2020-11-06

AZ RA
APPROVED

Since 2022-08-19
TX RA
APPROVED

Since 2020-11-06

Branch Locations

One Norterra Drive, Phoenix, AZ 85085 • United States

Buckeye, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Usaa Financial Advisors, Inc.	Phoenix	AZ	04/2008	06/2020
Usaa Financial Planning Services	Phoenix	AZ	04/2008	12/2020
Usaa Investment Services Company	Phoenix	AZ	01/2018	Present
Usaa Life Insurance Company	Phoenix	AZ	12/2020	Present

04/2008 → 06/2020

Usaa Financial Advisors, Inc.

Phoenix, AZ
04/2008 → 12/2020

Usaa Financial Planning Services

Phoenix, AZ
01/2018 → Present

Usaa Investment Services Company

Phoenix, AZ
12/2020 → Present

Usaa Life Insurance Company

Phoenix, AZ

Previous Registrations

2008-06-11 → 2018-01-08

Usaa Financial Planning Services

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-27

S66 Uniform Combined State Law Examination

2008-05-27

View on SEC IAPD

Employer firm

Current Employers

Usaa Investment Services Company

Disclosures

Employment History

Previous Registrations

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews