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Timothy Craig Rose

Morgan Stanley

Scranton, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-15
PA RA APPROVED 2011-02-14
  • TX RA
    APPROVED_RES
    Since 2018-10-15
  • PA RA
    APPROVED
    Since 2011-02-14

Branch Locations

111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Scranton PA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Scranton, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-18
S63 Uniform Securities Agent State Law Examination 1994-02-23
  • S65 Uniform Investment Adviser Law Examination
    1994-03-18
  • S63 Uniform Securities Agent State Law Examination
    1994-02-23
Other Names
  • Tim Rose

View on SEC IAPD

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JASON ALBERT BERRY
JULIE ANN HILLARD JURCHAK
LAWRENCE FRANCIS JOSEPH

Other Offices

LPL FINANCIAL LLC · SCRANTON, PA
LPL FINANCIAL LLC · SCRANTON, PA
PNC WEALTH MANAGEMENT LLC · SCRANTON, PA
J.P. MORGAN SECURITIES LLC · Scranton, PA
LPL FINANCIAL LLC · SCRANTON, PA
CAPITAL WEALTH INVESTMENTS · SCRANTON, PA
COMMONWEALTH FINANCIAL NETWORK · Scranton, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SCRANTON, PA

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