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Douglas Miller Schmidt

Robert W. Baird & Co. Incorporated

Winnetka, IL

Chicago, IL

Glenview, IL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-24
TX RA APPROVED_RES 2017-02-06
IL RA APPROVED 2008-03-14
  • FL RA
    APPROVED
    Since 2018-08-24
  • TX RA
    APPROVED_RES
    Since 2017-02-06
  • IL RA
    APPROVED
    Since 2008-03-14

Branch Locations

495 Chestnut Street, Winnetka, IL 60093 • United States

227 West Monroe Street, Chicago, IL 60606 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Chicago IL 03/2008 Present
  • 03/2008 → Present
    Robert W. Baird & Co.
    Chicago, IL
Previous Registrations
  • 2006-09-20 → 2008-03-20
    William Blair
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Other Names
  • Doug Schmidt

View on SEC IAPD

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