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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union United Methodist Church | Belleville | IL | 02/2007 | Present |
| Morgan Stanley | St. Louis | MO | 08/2014 | 08/2017 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 08/2017 | Present |
| Keefe, Bruyette & Woods, Inc. | St. Louis | MO | 09/2017 | Present |
Union United Methodist Church, 721 E Main St, Belleville, IL 62220, Worship Coordinator,prepare worship and direct praise band; started 02/2007, 15 hours per month, not during securities trading hours, Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-17 |
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