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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
WA RA APPROVED 2016-02-04
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • WA RA
    APPROVED
    Since 2016-02-04

Branch Locations

500 Broadway Suite 370, Vancouver, WA 98660 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Vancouver WA 02/2016 Present
Previous Registrations
  • 2015-09-09 → 2016-02-03
    Steward Partners Investment Solutions, Llc
    Vancouver, WA
    Portland, OR
  • 2012-08-01 → 2015-09-09
    Portland, OR
    Eugene, OR
    Springfield, OR
    Tillamook, OR
    Ridgefield, WA
    Vancouver, WA
    Battle Ground, WA
    Beaverton, OR
    Vancouver, WA
  • 2007-05-07 → 2012-07-17
    Cetera Investment Services Llc
    Battle Ground, WA
    Vancouver, WA
    Vancouver, WA
  • 2000-01-25 → 2006-04-04
    Vancouver, WA
Other Businesses

1. Swift House LLC, ;non-investment related; Vancouver, WA; LLC; Partner; starting October 2015; One hour per month; no specific responsibilities for a multi unit rental property owned with family. 2. LP Publishing LLC; non-investment related; Vancouver, WA; book publishing; Agent; started in 2009; less than 1 hour/week; act as an Agent for my wife who is an author, and make quarterly tax filings, and other bookkeeping duties. 3. Halsey Street Apartments LLC; investment-related; Vancouver, WA; real estate investments and property management; Member; since 10/15/2017; approx 5 hrs/month; no time devoted during securities trading hours; duties include financial oversight and property management. 4. Scotch Bros LLC; investment-related; Vancouver, WA; real estate investments and management; member, starting 09/18/2017; approx 5 hrs/month; no time devoted during securities trading hours; duties include financial oversight, property management. 5) CORNELL HOUSE, LLC; INVESTMENT RELATED; VANCOUVER, WA; MANAGER; START 10/7/25; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL REAL ESTATE MANAGER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-16
S63 Uniform Securities Agent State Law Examination 1994-05-07
  • S65 Uniform Investment Adviser Law Examination
    1997-05-16
  • S63 Uniform Securities Agent State Law Examination
    1994-05-07
Designations

View on SEC IAPD

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