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16150 Main Circle Drive Suite 210, Chesterfield, MO 63017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-21 |
| MO | RA | APPROVED | 2016-12-07 |
Branch Locations
16150 Main Circle Drive Suite 210, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chesterfield | MO | 12/2004 | Present |
| Bridgewater Asset Management, Llc | Chesterfield | MO | 06/2016 | Present |
1. 7/7/2016 - Bridgewater Asset Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/29/2016 - 160 Hours Per Month/6 Hours During Securities Trading - Offering investment management and financial plans compensated by a fixed fee or an advisory fee as a percentage of assets under management. 2. 3/15/2017 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/29/2016 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Bridgewater Asset Management, LLC, an independent investment advisor firm. I started this business activity in June 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/30/2017 - BridgeWater Asset Management LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/03/2017 - 12 Hours Per Month/4 Hours During Securities Trading - Life, Disability, Long Term Care, LTC/LIFE Hybrid, & Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-07 |
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