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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
TENOX RANCH, NOT INVT RELATED, CALDWELL, TX, 100% OWNERSHIP, START DATE 7/23/1971, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER/MANAGER. ROYALTY PAYMENTS FOR OIL AND GAS LEASE ON PROPERTY OWNED; INVESTMENT RELATED; AUSTIN, TX; OWNER OF LAND; START DATE 2011; 0 HRS MONTH; 0 HRS DURING TRADING; DUTIES - NONE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-16 |
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