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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-07-09 |
| TX | RA | APPROVED | 2019-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cherry Creek | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cherry Creek | CO | 11/2016 | 05/2019 |
| Wells Fargo Clearing Services Llc | Cincinnati | OH | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
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