Michael Jay Fuentes

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-27
FL	RA	APPROVED	2003-07-01

TX RA
APPROVED_RES

Since 2019-02-27
FL RA
APPROVED

Since 2003-07-01

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Fort Lauderdale	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Fort Lauderdale	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Fort Lauderdale, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fort Lauderdale, FL

Previous Registrations

2000-10-27 → 2003-07-01

Prudential Equity Group, Llc

Ft. Lauderdale, FL

Other Businesses

EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, FORT LAUDERDALE, FL, START: 1/1/2023, 40 HOURS A MONTH, 10 HOURS DURING TRADING. | RENTAL PROPERTY; INV RELATED; FORT LAUDERDAEL, FL; 100% OWNERSHIP; 12/2024; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-10
S63	Uniform Securities Agent State Law Examination	1995-07-03

S65 Uniform Investment Adviser Law Examination

1995-07-10
S63 Uniform Securities Agent State Law Examination

1995-07-03

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews