Nicholas Squitieri

Herbert J. Sims Capital Management, Inc.

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Current Employers

Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-02-19

CT RA
APPROVED

Since 2020-02-19

Branch Locations

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H J Sims	Fairfield	CT	01/2012	Present

01/2012 → Present

H J Sims

Fairfield, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-18
S63	Uniform Securities Agent State Law Examination	1994-11-08

S66 Uniform Combined State Law Examination

2020-02-18
S63 Uniform Securities Agent State Law Examination

1994-11-08

View on SEC IAPD

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