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Douglas Henry Amyett

Ubs Financial Services Inc.

Hurst, TX

Ft. Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1994-01-19
  • TX RA
    APPROVED
    Since 1994-01-19

Branch Locations

8701 Bedford Euless Road, Hurst, TX 76086 • United States

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Fort Worth TX 06/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-15
S63 Uniform Securities Agent State Law Examination 1994-01-13
  • S65 Uniform Investment Adviser Law Examination
    1994-02-15
  • S63 Uniform Securities Agent State Law Examination
    1994-01-13
Other Names
  • Doug Amyett

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HURST, TX
FIRST WESTERN SECURITIES, INC. · HURST, TX
FIRST WESTERN SECURITIES, INC. · HURST, TX
EDWARD JONES · HURST, TX
LEO FUNDS AMERICAS, LLC · HURST, TX
LEO WEALTH AMERICAS, LLC · HURST, TX
LEO WEALTH, LLC · HURST, TX
LPL FINANCIAL LLC · HURST, TX

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