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Tara Eve Santora

Ubs Financial Services Inc.

Newport Beach, CA

Cardiff, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-02-04
  • CA RA
    APPROVED
    Since 2013-02-04

Branch Locations

888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States

Cardiff, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. La Jolla CA 01/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-05
S63 Uniform Securities Agent State Law Examination 1997-04-29
  • S65 Uniform Investment Adviser Law Examination
    1999-03-05
  • S63 Uniform Securities Agent State Law Examination
    1997-04-29
Other Names
  • Tara E Palazzotto
  • Tara Eve Santora
  • Tara Eve Palazzotto

View on SEC IAPD

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