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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
MI RA APPROVED 2010-09-28
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • MI RA
    APPROVED
    Since 2010-09-28

Branch Locations

19810 Mack Ave, Grosse Pointe Woods, MI 48236-2506 • United States

53200 Van Dyke Ave., Suite 200, Shelby Twp., MI 48316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Grosse Pointe Woods MI 01/2000 Present
  • 01/2000 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Grosse Pointe Woods, MI
Other Businesses

1. 8/6/2012 - BANASZEWSKI FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/2/2019 - Grosse Pointe North High School - Not Investment Related - 707 Vernier Rd., Grosse Pointe Woods, MI. 48236 - Other-Baseball Coach - Assistant Baseball Coach - Started 03/18/2019 - 42 Hours Per Month/0 Hours During Securities Trading. 3. 4/16/2021 - Grosse Pointe North High School - Not Investment Related - 707 Vernier Rd. Grosse Pointe Woods, MI 48236 - Outside/W-2 Employment - Start Date: 3/22/2021 - 50 Hours Per Month/0 Hours During Securities Trading - Assistant baseball coach at Grosse Pointe North High School. 4. 12/7/2022 - First State Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/01/2022 - 8 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-27
S63 Uniform Securities Agent State Law Examination 1994-01-13
  • S66 Uniform Combined State Law Examination
    2010-08-27
  • S63 Uniform Securities Agent State Law Examination
    1994-01-13

View on SEC IAPD

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