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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-16 |
| MI | RA | APPROVED | 2010-09-28 |
Branch Locations
19810 Mack Ave, Grosse Pointe Woods, MI 48236-2506 • United States
53200 Van Dyke Ave., Suite 200, Shelby Twp., MI 48316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Grosse Pointe Woods | MI | 01/2000 | Present |
1. 8/6/2012 - BANASZEWSKI FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/2/2019 - Grosse Pointe North High School - Not Investment Related - 707 Vernier Rd., Grosse Pointe Woods, MI. 48236 - Other-Baseball Coach - Assistant Baseball Coach - Started 03/18/2019 - 42 Hours Per Month/0 Hours During Securities Trading. 3. 4/16/2021 - Grosse Pointe North High School - Not Investment Related - 707 Vernier Rd. Grosse Pointe Woods, MI 48236 - Outside/W-2 Employment - Start Date: 3/22/2021 - 50 Hours Per Month/0 Hours During Securities Trading - Assistant baseball coach at Grosse Pointe North High School. 4. 12/7/2022 - First State Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/01/2022 - 8 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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