Fred Eric Ymker

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Commonwealth Financial Network
  San Diego, CA
• 05/2015 → Present
  Legacy Wealth Group, Llc
  Sioux Falls, SD

Previous Registrations

• 2007-04-18 → 2015-06-15
  Lpl Financial Llc
  Sioux Falls, SD
  Fort Mill, SC
  Sioux Falls, SD
• 1997-05-19 → 2007-04-17
  Waddell & Reed
  Sioux Falls, SD
  Sioux Falls, SD

Other Businesses

1. 50% Owner, Legacy Wealth Group, Inc., an entity established to facilitate securities business; Conducted at branch location; Investment related. 2. Co-owner & Agent, Legacy Insurance Group, LLC; fixed insurance sales; as of 4/21/2015; 10% time spent during business hours; Conducted at branch location; Investment related. 3. Partner and 50% Owner, YMpowER Real Estate, LLC, a private entity established for the purpose of holding passive real estate investments; As of 01/02/2018; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Owner, Three Pillars Financial LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/12/2025; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-28
• S63 Uniform Securities Agent State Law Examination
  1994-01-28

Designations

• Certified Financial Planner