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Christopher Conrad Erickson

Rbc Capital Markets, LLC

Providence, RI

Longboat Key, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-11
TX RA APPROVED_RES 2017-03-30
RI RA APPROVED 2005-02-17
  • FL RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • RI RA
    APPROVED
    Since 2005-02-17

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Longboat Key, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Providence RI 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-16
S63 Uniform Securities Agent State Law Examination 1994-03-04
  • S66 Uniform Combined State Law Examination
    2005-02-16
  • S63 Uniform Securities Agent State Law Examination
    1994-03-04

View on SEC IAPD

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