Michael Joe Carpenter

Current Employers

Employment History

• 06/2016 → Present
  Lexaurum Advisors, Llc
  Overland Park, KS
• 06/2016 → 09/2018
  Broker Dealer Financial Services Corp
  West Des Moines, IA
• 09/2018 → Present
  Brokers International Financial Services
  Athens, OH

Previous Registrations

• 2009-08-19 → 2016-06-23
  Vsr Financial Services, Inc.
  Overland Park, KS
  Athens, OH
• 2002-01-24 → 2009-08-19
  Mutual Service Corporation
  Athens, OH

Other Businesses

1. SOUTHEASTERN AGENCY/CORNERSTONE; PO BOX 226, ATHENS, OH 45701; ADVISOR REFERRING HEALTH INSURANCE LEADS; CORP; LIMITED HOURS SPENT ON THIS ACTIVITY/2 HOURS DURING TRADING. 2. THE ATHENS FOUNDATION; PO BOX 366, ATHENS, OH 45701; COMMITTEE MEMBER; NON-PROFIT 501C-3; LIMITED HOURS SPENT ON THIS ACTIVITY/0 DURING TRADING. 3. HABITAT FOR HUMANITY; 525 W UNION STREET, ATHENS, OH; BOARD MEMBER AND FUND RAISING MEMBER; CORP; LIMITED HOURS SPENT ON THIS ACTIVITY/0 DURING TRADING. 4. UNUM PROVIDENT; 2211 CONGRESS STREET, PORTLAND, ME; INSURANCE SALES - LTC INSURANCE, ANNUITIES, FIXED INDEXED ANNUITIES, LIFE DI; CORP; 2 HOURS SPENT ON THIS ACTIVITY/ALL DURING TRADING. 5. CARPENTER & ASSOCIATES FINANCIAL AND ADVISORY SERVICES, LLC.; 92 N COURT, STE 101, ATHENS, OH; PRESIDENT; SECURITIES/INVESTMENTS/FINANCIAL PLANNING; LLC; 160 HOURS PER MONTH SPENT ON THIS ACTIVITY/ALL DURING TRADING HOURS. 6. CARPENTER & ASSOCIATES; INVESTMENT RELATED; 92 N COURT, STE 101, ATHENS, OH; PRINCIPAL/OWNER; SECURITIES/INVESTMENTS/FINANCIAL PLANNING; DBA FOR CARPENTER & ASSOCIATES FINANCIAL AND ADVISORY SERVICES; LLC; 160 HOURS PER MONTH SPENT ON THIS ACTIVITY/ALL DURING TRADING. 7. LEXAURUM ADVISORS; INVESTMENT RELATED; 6731 W 121ST STREET, OVERLAND PARK, KS; INVESTMENT ADVISOR REP - FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES; 160 HOURS PER MONTH SPENT ON THIS ACTIVITY/ALL DURING TRADING HOURS. 8. OHIO UNIVERSITY ALUMNI BAND SOCIETY; NOT INVESTMENT RELATED; 52 UNIVERSITY TERRACE, ATHENS, OH; NON PROFIT 501C-3; LIMITED HOURS SPENT ON THIS ACTIVITY/0 DURING TRADING. 9. OHIO UNIVERSITY COLLEGE OF BUSINESS; NOT INVESTMENT RELATED; 169 W. UNION ST., ATHENS, OH; EDUCATION; ADJUNCT INSTRUCTOR; STARTED 1/1/2022; 20 HOURS PER MONTH WITH NONE DURING TRADING HOURS; TEACH A SENIOR LEVEL FINANCIAL PLANNING CLASS FOR POTENTIAL CFP CANDIDATES AND STUDNETS MAJORING IN FINANCE.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-26

Designations