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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-24
VA RA APPROVED 2010-09-09
  • TX RA
    APPROVED_RES
    Since 2015-07-24
  • VA RA
    APPROVED
    Since 2010-09-09

Branch Locations

307 E Market St Ste 100, Leesburg, VA 20176 • United States

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Leesburg VA 04/2010 03/2020
Ameriprise Financial Services, Llc Leesburg VA 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 19026 Shelburne Glebe Rd, , Leesburg, VA, 20175; Investment-Related; 11/15/1980. Business Ownership; ROYCO, Inc.; shareholder; Royco, Inc. is a family-owned, private company that operates as owner and lessor of non-residential properties. The company, which was incorporated in 1954, was started by my grandfather, Charles P. Maloney Sr. All shareholders are family members. Shares can not be bought or sold outside the family.; 4340 East West Highway, Suite 1110, Bethesda, MD, 20814; Investment-Related; 01/01/1995; 0 hours per month; 0 during trading hours / Charles P Maloney & Associates, LLC; Owner; Manage Ameriprise Business; 307 E Market Street, Suite 100, Leesburg, VA, 20176; Investment-Related; 02/08/2011; 60 hours per month; 60 during trading hours. Board of Directors; Conversations at Oatlands; Chairman; 19026 Shelburne Glebe Road, , Leesburg, VA, 20175; Not Investment-Related; 04/01/2010; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-08
S63 Uniform Securities Agent State Law Examination 1994-01-13
  • S65 Uniform Investment Adviser Law Examination
    2010-09-08
  • S63 Uniform Securities Agent State Law Examination
    1994-01-13
Other Names
  • Chuck Maloney
  • Chip Maloney
  • Charles R Maloney
  • Charles Patrick Maloney
  • Charles Patrick Maloney Iii
  • Charles Maloney

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