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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-24 |
| VA | RA | APPROVED | 2010-09-09 |
Branch Locations
307 E Market St Ste 100, Leesburg, VA 20176 • United States
Leesburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Leesburg | VA | 04/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Leesburg | VA | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 19026 Shelburne Glebe Rd, , Leesburg, VA, 20175; Investment-Related; 11/15/1980. Business Ownership; ROYCO, Inc.; shareholder; Royco, Inc. is a family-owned, private company that operates as owner and lessor of non-residential properties. The company, which was incorporated in 1954, was started by my grandfather, Charles P. Maloney Sr. All shareholders are family members. Shares can not be bought or sold outside the family.; 4340 East West Highway, Suite 1110, Bethesda, MD, 20814; Investment-Related; 01/01/1995; 0 hours per month; 0 during trading hours / Charles P Maloney & Associates, LLC; Owner; Manage Ameriprise Business; 307 E Market Street, Suite 100, Leesburg, VA, 20176; Investment-Related; 02/08/2011; 60 hours per month; 60 during trading hours. Board of Directors; Conversations at Oatlands; Chairman; 19026 Shelburne Glebe Road, , Leesburg, VA, 20175; Not Investment-Related; 04/01/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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