Charles Patrick Maloney

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 03/2020
  Ameriprise Financial Services, Inc.
  Leesburg, VA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Leesburg, VA

Other Businesses

Real Estate Ownership; Lot/Land; 19026 Shelburne Glebe Rd, , Leesburg, VA, 20175; Investment-Related; 11/15/1980. Business Ownership; ROYCO, Inc.; shareholder; Royco, Inc. is a family-owned, private company that operates as owner and lessor of non-residential properties. The company, which was incorporated in 1954, was started by my grandfather, Charles P. Maloney Sr. All shareholders are family members. Shares can not be bought or sold outside the family.; 4340 East West Highway, Suite 1110, Bethesda, MD, 20814; Investment-Related; 01/01/1995; 0 hours per month; 0 during trading hours / Charles P Maloney & Associates, LLC; Owner; Manage Ameriprise Business; 307 E Market Street, Suite 100, Leesburg, VA, 20176; Investment-Related; 02/08/2011; 60 hours per month; 60 during trading hours. Board of Directors; Conversations at Oatlands; Chairman; 19026 Shelburne Glebe Road, , Leesburg, VA, 20175; Not Investment-Related; 04/01/2010; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-08
• S63 Uniform Securities Agent State Law Examination
  1994-01-13

Other Names

• Chuck Maloney
• Chip Maloney
• Charles R Maloney
• Charles Patrick Maloney
• Charles Patrick Maloney Iii
• Charles Maloney