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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-11
  • TX RA
    APPROVED_RES
    Since 2022-04-11

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2008 02/2017
Minert Financial Phoenix AZ 03/2008 02/2017
Edward Jones Tempe AZ 02/2017 Present
  • 04/2008 → 02/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 03/2008 → 02/2017
    Minert Financial
    Phoenix, AZ
  • 02/2017 → Present
    Tempe, AZ
Other Businesses

On Angels Wings Type of business: Home Healthcare Services Phoenix, AZ Start date: 1/31/2024 Caregiver Hours per week: 80 Hours during trading: 40 Full supervising and caregiving for my adult daughter with cerebral palsy. My daughter lives at home with my husband and myself and I am allowed to bill a local caregiving agency for providing overnight and weekend care.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-18
  • S63 Uniform Securities Agent State Law Examination
    1996-03-18
Other Names
  • Debra Deann Mathis
  • Debbie Mathis
  • Debbie Deann Groff
  • Debra Deann Groff

View on SEC IAPD

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