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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-10-01
  • VA RA
    APPROVED
    Since 2020-10-01

Branch Locations

222 Central Park Ave Ste 1920, Virginia Beach, VA 23462-3037 • United States

Virginia Beach, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Group Richmond VA 08/2015 09/2020
Infinex Investments, Inc. Meriden CT 08/2015 09/2020
Ameriprise Financial Services, Llc Virginia Beach VT 09/2020 Present
  • 08/2015 → 09/2020
    Virginia Asset Group
    Richmond, VA
  • 08/2015 → 09/2020
    Infinex Investments, Inc.
    Meriden, CT
  • 09/2020 → Present
    Virginia Beach, VT
Previous Registrations
Other Businesses

Board of Directors; Kempsville Masonic Lodge, No. 196; Treasurer; 4869 Princess Anne Road, , Virginia Beach, VA, 23462; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
S63 Uniform Securities Agent State Law Examination 1994-03-03
  • S66 Uniform Combined State Law Examination
    2010-03-26
  • S63 Uniform Securities Agent State Law Examination
    1994-03-03
Other Names
  • Chris Anders
  • Christopher Anders
  • Alton Lee Christopher Jr Anders

View on SEC IAPD

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