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Stacey L Rozzo

Edward Jones

Warren, OH

CRD 5036747

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-08
OH RA APPROVED 2013-11-05
  • TX RA
    APPROVED_RES
    Since 2022-12-08
  • OH RA
    APPROVED
    Since 2013-11-05

Branch Locations

4753 Mahoning Ave Nw, Warren, OH 44483-1420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Warren OH 09/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-04
  • S66 Uniform Combined State Law Examination
    2013-11-04
Other Names
  • Stacey Lynn Kumher
  • Stacey Lynn Barnes
  • Stacey Lynn Cole
  • Stacey Lynn Cole
  • Stacey Lynn Rozzo

View on SEC IAPD

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