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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-11
  • WA RA
    APPROVED
    Since 2025-11-11

Branch Locations

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Fund Services Denver CO 09/2010 06/2018
Axa Advisors, Llc New York NY 06/2019 12/2019
Unemployed Seattle WA 07/2018 05/2019
Tdameritrade Seattle WA 12/2019 06/2023
Charles Schwab & Co., Inc. Seattle WA 01/2022 06/2023
Exemplar Capital, Llc Boston MA 06/2023 07/2024
Valiant Litigation Finance, Llc Schaumburg IL 05/2023 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 07/2024 01/2025
Bank Of America, N.A. Seattle WA 07/2024 01/2025
B.O.S.S. Retirement Solutions, Llc Lehi UT 01/2025 09/2025
B.O.S.S. Retirement Advisors, Llc Lehi UT 01/2025 09/2025
Alps Portfolio Solutions Distributor, Inc. Denver CO 01/2014 06/2018
Td Ameritrade, Inc. Seattle WA 12/2019 01/2021
Td Ameritrade Investment Management, Llc Seattle WA 01/2020 12/2020
Td Ameritrade, Inc. Seattle WA 02/2021 06/2023
Td Ameritrade Investment Management, Llc Seattle WA 02/2021 06/2023
Tiaa Seattle WA 10/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 10/2025 Present
  • 09/2010 → 06/2018
    Alps Fund Services
    Denver, CO
  • 06/2019 → 12/2019
    Axa Advisors, Llc
    New York, NY
  • 07/2018 → 05/2019
    Unemployed
    Seattle, WA
  • 12/2019 → 06/2023
    Tdameritrade
    Seattle, WA
  • 01/2022 → 06/2023
    Seattle, WA
  • 06/2023 → 07/2024
    Exemplar Capital, Llc
    Boston, MA
  • 05/2023 → 07/2024
    Valiant Litigation Finance, Llc
    Schaumburg, IL
  • 07/2024 → 01/2025
    Seattle, WA
  • 07/2024 → 01/2025
    Bank Of America, N.A.
    Seattle, WA
  • 01/2025 → 09/2025
    B.O.S.S. Retirement Solutions, Llc
    Lehi, UT
  • 01/2025 → 09/2025
    Lehi, UT
  • 01/2014 → 06/2018
    Alps Portfolio Solutions Distributor, Inc.
    Denver, CO
  • 12/2019 → 01/2021
    Td Ameritrade, Inc.
    Seattle, WA
  • 01/2020 → 12/2020
    Td Ameritrade Investment Management, Llc
    Seattle, WA
  • 02/2021 → 06/2023
    Td Ameritrade, Inc.
    Seattle, WA
  • 02/2021 → 06/2023
    Td Ameritrade Investment Management, Llc
    Seattle, WA
  • 10/2025 → Present
    Tiaa
    Seattle, WA
  • 10/2025 → Present
    Seattle, WA
Previous Registrations
  • 2025-02-27 → 2025-10-06
    Lehi, UT
    Kirkland, WA
  • 2024-08-15 → 2025-02-14
    Seattle, WA
    Bellevue, WA
  • 2022-01-26 → 2023-06-05
    Seattle, WA
  • 2021-02-10 → 2023-06-05
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
    Seattle, WA
    Seattle, WA
  • 2021-02-10 → 2022-10-14
    Td Ameritrade, Inc.
    Bellevue, WA
    Seattle, WA
  • 2020-01-17 → 2021-01-11
    Td Ameritrade, Inc.
    Seattle, WA
  • 2020-01-17 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Seattle, WA
Other Businesses

Name: Michael Zarlengo Position: Property Owner Nature: This is just a rental property that I own. I have a property management company handle all of the necessary functions. I am completely passively involved in the management. Incoming rent is $1,050 per month. This is not anything that I am involved with on a daily basis Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 07/01/2000 Address: 1182 Clermont Street, Apt 102, Denver CO 80220, United States Description: None all handled by property management group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-16
S63 Uniform Securities Agent State Law Examination 2004-02-11
  • S66 Uniform Combined State Law Examination
    2020-01-16
  • S63 Uniform Securities Agent State Law Examination
    2004-02-11
Other Names
  • Michael Zarlengo
  • Michael Zarlengo
  • Michael Zarlengo
  • Michael Thomas Zarlengo
  • Michael T Zarlengo

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