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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-12 |
| MO | RA | APPROVED | 2024-08-28 |
| TX | RA | APPROVED_RES | 2022-12-13 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2021-03-22 |
| MA | RA | APPROVED | 2021-02-02 |
| NJ | RA | APPROVED | 2020-11-04 |
| AZ | RA | APPROVED | 2020-10-19 |
| FL | RA | APPROVED | 2020-10-09 |
| PA | RA | APPROVED | 2020-10-08 |
| DE | RA | APPROVED | 2019-06-18 |
Branch Locations
1105 North Market Street Suite 1800, Wilmington, DE 19801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Rye Brook | NY | 04/2013 | 04/2019 |
| Park Avenue Securities Llc | Rye Brook | NY | 04/2013 | 04/2019 |
| Guardian Life Insurance | Wilmington | DE | 05/2019 | Present |
| Park Avenue Securities | Wilmington | DE | 05/2019 | Present |
1. Group Health & Employee Benefits-Provide Group Health plans and other benefit programs like disability and life to small businesses. Also offer fixed annuities, and Long term care, and life products not offered by guardian,. Start: 6/1/2006, Address: 503 Field Lane Wilmington DE 19807, Hrs per month - Tot/Bus: 5/3, Not investment related, >10% annual compensation, 2. Member of the Board Upland Country Day School-Responsible for of the oversight of the School and its management, Start: 09/22/2017, Address: 420 W Street Rd, Kennett Square, PA 19348, 1 non bus hr per month, Not investment related, 3) Air B&B Rental Property, Start: 05/01/2018, Address: 59 West End Avenue East Quogue, NY, 0 total hours per month, Investment related, Less than 10% annual compensation, 4) BCL Pension Design & Management, LLC, Start: 05/13/2009, Address: 503 Field Lane Wilmington, DE 19807, 0 total hours per month, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-19 |
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