Jay Brant Berger

Employer firm

Independent Wealth Management, LLC CRD 124242

$203M regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Wealth Management, Llc

236 1/2 E. Front St, Traverse City, MI 49684 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-06-06
MI	RA	APPROVED	2011-01-25

FL RA
APPROVED

Since 2016-06-06
MI RA
APPROVED

Since 2011-01-25

Branch Locations

236 1/2 E. Front St, Traverse City, MI 49684 • United States

Rehmann Wealth

4086 Legacy Parkway, Lansing, MI 48911-4261 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2012-05-02
MI	RA	APPROVED	2010-11-12

IN RA
APPROVED

Since 2012-05-02
MI RA
APPROVED

Since 2010-11-12

Branch Locations

236 1/2 E. Front St Suite 17, Traverse City, MI 49684 • United States

4086 Legacy Parkway, Lansing, MI 48911-4261 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Wealth Management, Llc	Traverse City	MI	01/2008	Present
Rehmann Financial	Traverse City	MI	01/2007	Present

01/2008 → Present

Independent Wealth Management, Llc

Traverse City, MI
01/2007 → Present

Rehmann Financial

Traverse City, MI

Previous Registrations

2010-03-04 → 2010-12-31

Independent Wealth Management, Llc

Traverse City, MI

Other Businesses

I AM A PARTNER AND ADVISOR AT INDEPENDENT WEALTH MANAGEMENT, LLC. I AM AN IAR WITH REHMANN FINANCIAL SERVICING CLIENTS JOINTLY DEVELOPED AT INTEGRATED WEALTH MANAGEMENT WITH MY FORMER PARTNERS WAYNE PAHSSEN AND GEORGE WEBER.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-12-31

S63 Uniform Securities Agent State Law Examination

1993-12-31

Designations

Certified Financial Planner

View on SEC IAPD