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Cory James Roupe

Edward Jones

La Crosse, WI

CRD 2433480

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
WI RA APPROVED 1998-03-10
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • WI RA
    APPROVED
    Since 1998-03-10

Branch Locations

609 S. 4Th St., La Crosse, WI 54601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. La Crosse WI 11/1993 Present
  • 11/1993 → Present
    Edward D. Jones & Co., L.P.
    La Crosse, WI
Other Businesses

BANGOR CONSORCIA LOGGING BUSINESS INVESTOR NO TIME SPENT ON BUSINESS*** CJN Properties Type of business: Commercial Rental La Crosse, WI Start date: 4/1/2008 Landlord Hours per week: 1 Hours during trading: 0 Work with tenants to maintain leases.*** Raymond Group Type of business: Hotel ownership Madison, WI Start date: 6/30/2017 LPT Hours per week: 0 Hours during trading: 0 No responsibility*** Aquanis Catholic Schools La Crosse, WI Start date: 1/2/2020 Foundation Board Hours per week: 0 Hours during trading: 0 Board Member No responsibility

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Other Names
  • Cory James Roupe
  • Cory James Roupe

View on SEC IAPD

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