Dwight William Rich

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2017
  Ameriprise Financial Services, Inc.
  Louisville, KY
• 02/2017 → 05/2025
  International Assets Advisory, Llc
  Louisville, KY
• 02/2018 → Present
  Rich Wealth Management
  Louisville, KY
• 05/2025 → Present
  Sound Income Strategies, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2017-02-21 → 2025-06-12
  International Assets Investment Management, Llc
  Louisville, KY
  Orlando, FL
• 2015-10-02 → 2017-02-16
  Ameriprise Financial Services, Llc
  Louisville, KY
• 2001-11-14 → 2015-10-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
  Louisville, KY

Other Businesses

1. Rich Wealth Management, LLC - Fixed Insurance Sales - 05/2025 - present - Investment related - Sales of fixed annuities, fixed insurance, and life insurance - 9850 Von Allmen Court, Ste. 201, Louisville, KY 40241. This will encompass approximately 20% of business hours. 2. Rich Wealth Management, LLC - Owner/President - 02/2018 - present - Investment Related- Servicing of clients for investment advisory services - 9850 Von Allmen Court, Ste. 201, Louisville, KY 40241. This will encompass approximately 80% of business hours. 3) FREELANCE VIDEO EDITOR 9317 SPRINGBROOKE CIRCLE, LOUISVILLE, KY 40241 - VIDEO PRODUCTION AND EDITING - SOLE PROPRIETOR SINCE 10/2018 - APPROX 8 HRS/MO - PROJECT BASED COMPENSATION - NOT INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2001-11-06
• S63 Uniform Securities Agent State Law Examination
  1995-05-31

Designations

• Certified Financial Planner