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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • OK RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

7919 Mid America Blvd. Suite 225, Oklahoma City, OK 73135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Oklahoma City OK 07/2003 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 Present
Insurance-Non Variable Oklahoma City OK 08/2007 Present
Other Businesses

(1)Name of Business: Address: 7919 Mid America Blvd Ste 225, Oklahoma City, OK, 73135-6614, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Write term, whole life, and disability insurance (2)Name of Business: Big Bull Little Bear LLC Address: 7919 Mid America Blvd Ste 225, Oklahoma City, OK, 73135, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/19/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All responsibility of running a branch (3)Name of Business: Michael Life Insurance Agent Address: 7919 Mid America Blvd Ste 225, Oklahoma City, OK, 73135, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/28/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Will sell term and whole life insurance much like Quick Life. such as Protective, Prudential, Banner, Lincoln, John Hancock, Nation Wide,Mutual of Omaha, Gerber, Brighthouse, Transamerica, AIG, AXA (4)Name of Business: NA Address: 7919 Mid America Blvd Ste 225, Oklahoma City, OK, 73135, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/08/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Have renewals from old companies going back to the 1980s. Also have 4 term policies with hartford life. I no longer work for universal fidelity, us life and royal macabes. They need to be removed from my ADV. (5)Name of Business: Scotland Land LLC Address: 9700 s. sooner road, oklahoma city, OK, 73165, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/09/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Growing crops

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-06
S63 Uniform Securities Agent State Law Examination 1994-03-24
  • S66 Uniform Combined State Law Examination
    2004-07-06
  • S63 Uniform Securities Agent State Law Examination
    1994-03-24

View on SEC IAPD

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