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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-30 |
| TX | RA | APPROVED | 2026-03-27 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Tacoma | WA | 12/2018 | 03/2019 |
| Hart Medical | Scottsdale | AZ | 09/2016 | 11/2018 |
| Fidelity Brokerage Services Llc | Scottsdale | AZ | 08/2021 | 12/2023 |
| Self-Employed | Scottsdale | AZ | 04/2019 | 08/2021 |
| Edward Jones | Scottsdale | AZ | 12/2023 | 05/2025 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Self-Employed | Scottsdale | AZ | 07/2018 | 09/2018 |
| Finra | Scottsdale | AZ | 03/2006 | Present |
NAME OF BUSINESS: FINRA INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: FINRA ARBITRATION POSITION: PANELIST START DATE: 03/2006 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: SERVE ON A PANEL TO HEAR AND RULE ON BROKERAGE MATTERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
| S65 | Uniform Investment Adviser Law Examination | 1994-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-04 |
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