Douglas John Thorpe

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Boardman, OH

Previous Registrations

• 2005-06-20 → 2009-03-10
  Butler, Wick & Co., Inc.
  Boardman, OH
  Youngstown, OH
  Boardman, OH

Other Businesses

1. RKD LLC; PART OWNER; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING. 2. BOARDMAN ROTARY CLUB; BOARDMAN-CANFIELD RD BOARDMAN OH 44512; COMMUNITY SERVICE; MEMBER/FINANCE COMMITTEE. NON-VOTING MEMBER; COMMUNITY SERVICE; AFFILIATION STARTED 07/01/1991; 1 HOUR PER WEEK; NOT DURING SECURITIES TRADING HOURS. 3. SALVATION ARMY; 1501 GLENWOOD AVE YOUNGSTOWN OH 44511; NON-PROFIT SERVICE; BOARD MEMBER; SERVICE; AFFILIATION STARTED 12/29/2013; 12 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 4. RKD Real Estate LLC; 6970 Midnight pass Rd, Sarasota, FL 34242; Condo rental; Owner; 11/10/2013; 25 Hours per Year; Not during securities trading hours; Investment-Related 5. Salvation Army-Mahoning Co; 1501 Glenwood Ave Youngstown OH 44511; service; President; Board of directors; 11/14/2024; 4 hrs/month; During securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-20
• S63 Uniform Securities Agent State Law Examination
  1993-12-29