Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-13 |
| OH | RA | APPROVED | 2009-03-10 |
| PA | RA | APPROVED | 2009-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boardman | OH | 03/2009 | Present |
1. RKD LLC; PART OWNER; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING. 2. BOARDMAN ROTARY CLUB; BOARDMAN-CANFIELD RD BOARDMAN OH 44512; COMMUNITY SERVICE; MEMBER/FINANCE COMMITTEE. NON-VOTING MEMBER; COMMUNITY SERVICE; AFFILIATION STARTED 07/01/1991; 1 HOUR PER WEEK; NOT DURING SECURITIES TRADING HOURS. 3. SALVATION ARMY; 1501 GLENWOOD AVE YOUNGSTOWN OH 44511; NON-PROFIT SERVICE; BOARD MEMBER; SERVICE; AFFILIATION STARTED 12/29/2013; 12 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 4. RKD Real Estate LLC; 6970 Midnight pass Rd, Sarasota, FL 34242; Condo rental; Owner; 11/10/2013; 25 Hours per Year; Not during securities trading hours; Investment-Related 5. Salvation Army-Mahoning Co; 1501 Glenwood Ave Youngstown OH 44511; service; President; Board of directors; 11/14/2024; 4 hrs/month; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-29 |
Reach out to this advisor