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2801 Via Fortuna Suite 250, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-03-10 |
Branch Locations
2801 Via Fortuna Suite 250, Austin, TX 78746 • United States
3714 W Southern Hills Blvd Suite 102, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/1994 | 10/2023 |
| Waterloo Capital | Rogers | AR | 01/2022 | Present |
| Unemployed | Fayetteville | AR | 11/2023 | 12/2025 |
Master Circle LLC Rogers, AR Partner/Owner Real Estate Since 08/2020 Not Investment Related Lighthouse Financial Advisors dba for advisory business since 01/2026 Investment Related Insurance Licensed Life and Health
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-13 |
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