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Benjamin Wade Henderson

Northwestern Mutual Investment Services, LLC

Fort Worth, TX

CRD 2432658

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-06-08
  • TX RA
    APPROVED
    Since 2006-06-08

Branch Locations

1300 Summit Ave Ste 800, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 04/1992 Present
Northwestern Mutual Investment Services, Llc Fort Worth TX 01/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2013 Present
  • 04/1992 → Present
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 01/2010 → Present
    Fort Worth, TX
  • 09/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 1994-01-21
  • S65 Uniform Investment Adviser Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-01-21
Other Names
  • Ben Henderson

View on SEC IAPD

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