Christopher John Westerman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 06/2023
  Mml Investors Services Llc
  Virginia Beach, VA
• 10/2013 → 06/2023
  Massmutual Life Insurance Company
  Virginia Beach, VA
• 06/2023 → Present
  Lpl Financial Llc
  Virginia Beach, VA

Previous Registrations

• 2013-12-11 → 2023-06-30
  Mml Investors Services, Llc
  Cheasapeake, VA
  Virginia Beach, VA
  Virginia Beach, VA
  Virginia Beach, VA
  Virginia Beach, VA
• 2012-11-06 → 2013-10-08
  Raymond James Financial Services Advisors, Inc
  Bethesda, MD
• 2012-05-09 → 2012-11-01
  Campbell Wealth Management, Inc.
  Alexandria, VA
• 2011-09-07 → 2011-09-07
  Lpl Financial Llc
  Alexandria, VA
• 2010-02-02 → 2011-08-09
  Investforless
  White Stone, VA

Other Businesses

1)02/06/2023 - The Opus Group of Virginia, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2023 2)02/06/2023 - Non-Variable Insurance - Whole Life, Universal Life, Term Life - Inv Rel - At Reported Business Location(s) - Start: 10/2013 3)02/06/2023 - Basketball Referee - Officiate high school basketball. - Non-Inv Rel - Chesapeake, VA - Start: 11/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-22
• S63 Uniform Securities Agent State Law Examination
  2005-12-22

Designations

• Certified Financial Planner

Other Names

• Chris Westerman