Best Investors Account Sign in

Eric William Lutz

Wells Fargo Clearing Services, LLC

Greenwich, CT

Greenwich, CT

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-06-11
  • CT RA
    APPROVED
    Since 2013-06-11

Branch Locations

1 Lafayette Pl, Greenwich, CT 06830 • United States

1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nutmeg Securities, Llc Westport CT 03/2011 Present
Wells Fargo Advisors, Llc Greenwich CT 06/2013 11/2016
Wells Fargo Clearing Services, Llc Greenwich CT 11/2016 Present
  • 03/2011 → Present
    Nutmeg Securities, Llc
    Westport, CT
  • 06/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Greenwich, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Greenwich, CT
Previous Registrations
  • 2012-07-17 → 2013-01-07
    Dominari Securities Llc
    New York, NY
  • 2003-03-20 → 2006-09-19
    Webster Investment Services, Inc.
    Waterbury, CT
    Waterbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-16
S65 Uniform Investment Adviser Law Examination 1998-04-14
S63 Uniform Securities Agent State Law Examination 1994-03-10
  • S66 Uniform Combined State Law Examination
    2012-07-16
  • S65 Uniform Investment Adviser Law Examination
    1998-04-14
  • S63 Uniform Securities Agent State Law Examination
    1994-03-10

View on SEC IAPD

Other Firms

PARSIFAL CAPITAL MANAGEMENT, LP
MARCH ALTUS CAPITAL MANAGEMENT LP
BRX GLOBAL
MORGAN STANLEY
MAIN STREET RESEARCH LLC
ENDEAVOUR CAPITAL ADVISORS INC.
AXIOM ASSET ADVISORS, LLC
SEARLE & CO.

Other Investors

JOSE ANTONIO MORALES
Ignacio Mendive
KEVIN M NICHOLS
CHRISTOPHER SCOTT NORTON
CHRISTINE MARIE HARSAGHY
ANTONIO DEBARROS
ASHLEY CHRISTINE ANGELO
SARAH A WILLIAMS

Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT

More in Greenwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor