Sarah S Burns

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 04/2022
  Park Avenue Securities
  Alabaster, AL
• 02/2014 → 04/2022
  Guardian Life Insurance Company Of America
  Alabaster, AL
• 04/2022 → 11/2023
  Aurora Securities Inc
  Alabaster, AL
• 04/2022 → 11/2023
  Secure Asset Management Llc
  Alabaster, AL
• 11/2023 → 07/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
• 08/2026 → Present
  Morgan Stanley
  Birmingham, AL

Previous Registrations

• 2023-12-07 → 2026-07-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alabaster, AL
  Atlanta, GA
  Birmingham, AL
  Huntsville, AL
  Tupelo, MS
• 2022-04-25 → 2023-11-28
  Secure Asset Management, L.L.C.
  Alabaster, AL
• 2014-02-28 → 2022-04-25
  Park Avenue Securities Llc
  Alabaster, AL
  New York, NY
• 2004-07-27 → 2014-02-11
  Msi Financial Services, Inc.
  Charlotte, NC
  Birmingham, AL
  Alabaster, AL
  Birmingham, AL
  Aurora, IL

Other Businesses

*708367 - FINRA Dispute Resolution Services; Investment Related - No; New York, New York; Self Regulatory Organization; Arbitrator (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2012; During Business Hours: 1; After Business Hours: 0; Arbitrator

Exams

• S66 Uniform Combined State Law Examination
  2023-11-01
• S65 Uniform Investment Adviser Law Examination
  1997-08-28
• S63 Uniform Securities Agent State Law Examination
  1995-08-03

Other Names

• Sarah Sperando Burns
• Sarah Ann Sperando
• Sarah Ann Sperando Burns