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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-16 |
Branch Locations
111 Great Neck Rd Ste 213, Great Neck, NY 11021-5408 • United States
Glen Head, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2011 | 07/2021 |
| Bank Of America, N.A. | New York | NY | 07/2011 | 07/2021 |
| Ameriprise Financial Services, Llc | Great Neck | NY | 07/2021 | Present |
Business Ownership; Spinfast LLC DBA Spinfast Laundry; Investor; Laundromat; 30-94 34 street, , Astoria, NY, 11103; Not Investment-Related; 01/01/2018; 0 hours per month; 0 during trading hours / Spinfast 31 LLC; None; Laundromat; 35-17 31 Avenue, , Astoria, NY, 11103; Not Investment-Related; 01/14/2022; 0 hours per month; 0 during trading hours / Viniani Equities LLC; Co-owner; Real Estate; 31-17/19/21 31 Avenue, , Astoria, NY, 11106; Not Investment-Related; 02/15/2005; 0 hours per month; 0 during trading hours / Viniani LLC; Co-owner; Real Estate; 30-94 34 street, , Astoria, NY, 11106; Not Investment-Related; 02/25/2020; 0 hours per month; 0 during trading hours / 31-56 35th Street Realty LLC; Co-owner; Real Estate; 31-56 35 street, , Astoria, NY, 11106; Not Investment-Related; 03/07/2005; 0 hours per month; 0 during trading hours / Viniani 34 LLC; Co-owner; Real Estate; 141-56 11th Ave, , Malba, NY, 11357; Not Investment-Related; 10/15/2024; 0 hours per month; 0 during trading hours / 24-16 21 Avenue LLC; Co-owner; Real Estate; 24-16 21 Avenue, , Astoria, NY, 11105; Not Investment-Related; 09/15/2014; 0 hours per month; 0 during trading hours. Board of Directors; George Washington Memorial Park Board of Trustees; Trustee; 234 Paramus Road, , Paramus, NJ, 07652; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-08 |
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