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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-03-28 |
| VA | RA | APPROVED | 2008-03-28 |
Branch Locations
1705 Enterprise Dr, Lynchburg, VA 24502 • United States
Forest, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roanoke | VA | 03/2008 | Present |
| Bank Of America, N.A. | Lynchsburg | VA | 12/2009 | Present |
I*29247 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WACHOVIA BANK N.A. INVESTMENT RELATED: N ADDRESS OF BUSINESS:LYNCHBURG, VIRGINIA 24503 POSITION, TITLE, ASSOCIATION: TRUSTEE START DATE OF RELATIONSHIP: 8/31/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONAL FIDUCIARY ROLE I*99980 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: IVY BRANCH FARM LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: FOREST, VIRGINIA 24551 POSITION, TITLE, ASSOCIATION: OFFICER START DATE OF RELATIONSHIP: 11/21/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IVY BRANCH FARM LLC WILL PROVIDE THE COMMUNITY WITH UP TO THIRTY FARM FRESH HEIRLOOM APPLE VARIETIES, CIDERS AND HAY. I WILL MAINTAIN THE ORCHARD AND HAY CROPS FROM START TO FINISH. ALL PRODUCTS WILL BE SOLD DIRECTLY FROM THE FARM. I*4400268 Entity Type: Fiduciary role Name of OBA: R. H. S. Address: Lynchburg, Virginia, 24503 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/18/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-17 |
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