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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-12 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
670 South Perry Street Pob 750, Montgomery, AL 36104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 07/2015 | Present |
1) MONTGOMERY REAL ESTATE, LLC.; 670 SOUTH PERRY STREET, MONTGOMERY, AL 36104; NATURE OF BUSINESS: RENTAL PROPERTY; MANAGER, PART-OWNER; DUTIES: MANAGE OFFICE BUILDING LEASED TO STERNE AGEE -Maintain property very little time commitment; affiliation started 01/01/2004; 1 hour per quarter; not during securities trading hours; not investment related. 2. 648 South Perry St LLC; 648 South Perry St Montgomery AL 36104; realestate; owner; affiliation started 01/01/2004; 0 hours per year; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-05 |
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