Joseph Thomas Martinez

Employer firm

Krilogy CRD 149046

$5.20B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Krilogy

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-29

TX RA
APPROVED

Since 2023-09-29

Branch Locations

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

3500 Maple Avenue Suite 1420, Dallas, TX 75219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Phlox Capital Management, Llc	Dallas	TX	07/2015	09/2023
Krilogy Financial, Llc	St. Louis	MO	09/2023	Present

07/2015 → 09/2023

Phlox Capital Management, Llc

Dallas, TX
09/2023 → Present

Krilogy Financial, Llc

St. Louis, MO

Previous Registrations

2015-11-05 → 2023-12-05

Phlox Capital Management, Llc

Dallas, TX

Other Businesses

CM PRODUCTIONS, INC.:NOT INVESTMENT RELATED:1/2000-PRESENT:DALLAS, TX:SECRETARY:WIFE'S MARKETING:1 HR/MO:0 HRS DURING TRADING:NO RESPONSIBILITIES; Parkland Health; Investment related; 8-2022 - Present; Medical Center; Voluntary non-compensated Retirement plan investment advisory committee consultant; 2-5 hours a month; Nondiscretionary advice/consultation on investment policy to defined contribution/benefit plan hospital;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-02-15

S63 Uniform Securities Agent State Law Examination

2007-02-15

Designations

Chartered Financial Analyst

Other Names

Joe Martinez
Joseph Thomas Martinez
Joseph Thomas Martinez
Joseph T Martinez
Joseph T. Martinez
Joseph T. Martinez
Joseph Thomas Martinez

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