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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-19
  • CA RA
    APPROVED
    Since 2019-09-19

Branch Locations

16501 Ventura Blvd Suite 400, Encino, CA 91436 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-09
  • CA RA
    APPROVED
    Since 2017-06-09

Branch Locations

16501 Ventura Blvd Suite 400, Encino, CA 91436 • United States

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach FL 01/1994 01/2017
Lincoln Investment Encino CA 01/2017 Present
  • 01/1994 → 01/2017
    Legend Equities Corporation
    Palm Beach, FL
  • 01/2017 → Present
    Encino, CA
Previous Registrations
  • 2011-08-15 → 2019-10-04
    Legend Advisory, Llc
    Los Angeles, CA
  • 2004-06-30 → 2011-08-15
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Los Angeles, CA
Other Businesses

CONSOLIDATED BENEFIT POSITION: owner , agent NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/31/1990 ADDRESS: 17061 Empanada Place, Encino / Sherman Oak CA 91436, United States DESCRIPTION: Sells of health insurance and life insurance RENTAL PROPERTY POSITION: Owner of 4 rental properties NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2008 ADDRESS: 17061 Empanada Place, Encino CA 91436, United States DESCRIPTION: Owner JUSTIN INDUSTRIES POSITION: President NATURE: IT consulting INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 17061 Empanada Place, Encino CA 91436, United States DESCRIPTION: Consulting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-28
S63 Uniform Securities Agent State Law Examination 1994-01-24
  • S65 Uniform Investment Adviser Law Examination
    2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-24
Other Names
  • Vered Shultz

View on SEC IAPD

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