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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-11-20
  • CT RA
    APPROVED
    Since 2013-11-20

Branch Locations

14 West Main Street, Meriden, CT 06451 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jet Set Investments Meriden CT 01/1999 Present
Jet Set, Inc. Aquada PR 01/2000 Present
Infinex Investments, Inc. Meriden CT 11/2013 Present
  • 01/1999 → Present
    Jet Set Investments
    Meriden, CT
  • 01/2000 → Present
    Jet Set, Inc.
    Aquada, PR
  • 11/2013 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2005-01-04 → 2013-11-20
    Harvest Capital Advisors, Llc
    Wethersfield, CT
  • 2004-10-20 → 2005-01-03
    Banc Of America Investment Services, Inc.
    Meriden, CT
  • 2002-12-04 → 2004-10-20
    Quick & Reilly, Inc.
    Meriden, CT
Other Businesses

1.) JET SET INC,REAL ESTATE,INV RELATED,5 HRS MONTH, VARIES DURING MKT HRS,COMP FROM SALES 2.) JET SET INVESTMENTS,REAL ESTATE,INV RELATED,MEMBER,STARTED 1999,10 HRS DURING MONTH,HRS VARY DURING MKT HRS 3.) Immersive Diagnostics, LLC. Not investment related. Heathcare xray machine. Member. May 2026. Approx 4 hours per month not during trading hours. Member/owner. Sales. 4.) ACN Multilevel marketing Company. Direct selling. Not investment related. Markets and bundles essential home and business services (phone, internet, wireless, gas, electricity, security and TV) Started May 2020. Approx 1.5 hours per month during trading hours. 5.)STONE INSURANCE GROUP,PROPERTY & CASUALTY INSURANCE,INVESTMENT RELATED,INSURANCE AGENT SINCE 1/2012. 6.) Wallingford Country Club. 195 Long Hill Rd, Wallingford, CT 06492. Member of the board. Facilitate in decision making and budgeting. Not investment related. Board Member starting in Jan 2016. Approx 6 hours per month. 0 hours during trading hours. Voting member of the board. 7.) City Manager Search Committee, City of Meriden Ct. Not Investment related. Member of Committee. Started Jan 2016. Approx 6 hours per month. Approx 2 hours during trading hours. 8.) Ferguson McGuire. Yes, Investment related. P&C and Business Insurance. Starting Nov 2016. Approx 6 hours per month. 0 during market hours. 9.) Caribbean Property Development Corp. 108 Calle Paz Aguada, PR 00602. Real estate. President. Reactivating Corporation. Approx 5 hours per month. 0 during trading activities. Sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-26
S63 Uniform Securities Agent State Law Examination 1995-08-14
  • S65 Uniform Investment Adviser Law Examination
    1999-03-26
  • S63 Uniform Securities Agent State Law Examination
    1995-08-14

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