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Geoffrey Allen Mettler

Prime Capital Financial

Concord, CA

Overland Park, KS

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-05
  • CA RA
    APPROVED
    Since 2018-04-05

Branch Locations

1390 Willow Pass Rd Suite #800, Concord, CA 94520 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Concord CA 11/2010 01/2018
Independent Financial Partners Concord CA 10/2016 01/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2018 04/2018
Private Client Services Concord CA 04/2018 03/2025
Prime Capital Financial Overland Park KS 04/2018 Present
  • 11/2010 → 01/2018
    Lpl Financial, Llc
    Concord, CA
  • 10/2016 → 01/2018
    Independent Financial Partners
    Concord, CA
  • 01/2018 → 04/2018
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2018 → 03/2025
    Private Client Services
    Concord, CA
  • 04/2018 → Present
    Overland Park, KS
Other Businesses

1) NON INVESTMENT RELATED INSURANCE SALES THROUGH VARIOUS CARRIERS 2) H.S. ASST J.V. WRESTING COACH. 425 CASTLE ROCK RD, WALNUET CREEK, CA 94598. ASSISTANT J.V. AND GIRLS COACH. 40 HRS/MO; 0 DURING TRADING HRS. 3) CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY ""LLC"" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORY SERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-04
S63 Uniform Securities Agent State Law Examination 1997-07-14
  • S65 Uniform Investment Adviser Law Examination
    2018-04-04
  • S63 Uniform Securities Agent State Law Examination
    1997-07-14
Other Names
  • Jeff Alan Mettler

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