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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-19
KS RA APPROVED 1997-12-19
  • TX RA
    APPROVED_RES
    Since 2018-09-19
  • KS RA
    APPROVED
    Since 1997-12-19

Branch Locations

10333 E 21St St N Ste 402, Wichita, KS 67206-3546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wichita KS 09/2005 03/2020
Ameriprise Financial Services, Llc Wichita KS 03/2020 Present
Other Businesses

Outside Employment; Bottom Line Concepts; Referral partner - Company Affiliate; ; 3323 NE 163rd Street, Suite 302, , Miami, FL, 33160; Not Investment-Related; 04/06/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Other Names
  • Thomas Dean Mcmillen

View on SEC IAPD

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