Anne Mifsud

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1998 → Present
  Osaic Wealth, Inc.
  New York, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Other Businesses

1) MIFSUD FAMILY TRUST POSITION: trustee NATURE: Co Trustee on parents trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2016 ADDRESS: 131 70th street, Brooklyn NY 11209 DESCRIPTION: Co trustee of parents trust 2) BROKERAGE ACCOUNT POSITION: Representative NATURE: Other INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 10 Exchange Place, Jersey City NJ 07302, United States DESCRIPTION: Rep of record on parents brokerage account with Royal Alliance

Exams

• S66 Uniform Combined State Law Examination
  2009-11-19
• S63 Uniform Securities Agent State Law Examination
  1994-04-20