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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-08 |
Branch Locations
1077 Bridgeport Ave Ste 301, Shelton, CT 06484 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Shelton | CT | 11/2011 | 11/2019 |
| Prudential Annuities Distributors, Inc. | Shelton | CT | 11/2011 | 11/2019 |
| Brookstone Capital Management | Wheaton | IL | 12/2019 | 12/2020 |
| Primerica Financial Services | Mahwah | NJ | 10/2021 | 11/2022 |
| Pfs Investments Inc. | Mahwah | NJ | 10/2021 | 11/2022 |
| J.D. Mellberg Financial Corp | Tucson | AZ | 11/2019 | 01/2021 |
| Nationwide Equities Corp | Mahwah | NJ | 01/2021 | 11/2022 |
| Pacific Life Insurance | Newport Beach | CA | 01/2023 | 03/2025 |
| Pacific Select Distributors, Llc | Newport Beach | CA | 01/2023 | 03/2025 |
| Lpl Financial | Shelton | CT | 04/2025 | Present |
1- 02/2025 / All Seasons Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-31 |
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