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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-05-01
TX RA APPROVED 2025-05-01
  • MS RA
    APPROVED
    Since 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

1529 Cliff Gookin Blvd., Tupelo, MS 38801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Oxford MS 09/2010 05/2025
Raymond James Financial Services, Inc. Tupelo MS 05/2025 Present
Raymond James Financial Services Advisors, Inc. Tupelo MS 05/2025 Present
Previous Registrations
  • 2010-09-16 → 2025-05-06
    Oxford, MS
    Tupelo, MS
  • 2009-06-01 → 2010-09-22
    Tupelo, MS
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Tupelo, MS
  • 2002-12-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Tupelo, MS
Other Businesses

(1)Name of Business: Dog Dais LLC DBA Camp Bow Wow Ridgeland MS Address: 4761 Sunnindale Drive, Belden, MS, 38826, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/23/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will periodically review the books, order inventory, and review operations on the weekends. (2)Name of Business: Rose and Gaines Properties LLC Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/25/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co owner with Jim Rose and plan to build a office building for self occupancy for our practice.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-04
S63 Uniform Securities Agent State Law Examination 1994-03-22
  • S65 Uniform Investment Adviser Law Examination
    1996-06-04
  • S63 Uniform Securities Agent State Law Examination
    1994-03-22
Designations
Other Names
  • Tony Gaines
  • Anthony Gillespie Gaines
  • Anthony G Gaines

View on SEC IAPD

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