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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Oxford | MS | 09/2010 | 05/2025 |
| Raymond James Financial Services, Inc. | Tupelo | MS | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Tupelo | MS | 05/2025 | Present |
(1)Name of Business: Dog Dais LLC DBA Camp Bow Wow Ridgeland MS Address: 4761 Sunnindale Drive, Belden, MS, 38826, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/23/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will periodically review the books, order inventory, and review operations on the weekends. (2)Name of Business: Rose and Gaines Properties LLC Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/25/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co owner with Jim Rose and plan to build a office building for self occupancy for our practice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-22 |
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